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Journal of Arid Land  2026, Vol. 18 Issue (10): 1813-1830    DOI: 10.1016/j.jaridl.2026.10.008     CSTR: 32276.14.JAL.20260195
Research article     
Precipitation dominates the mortality of Caragana korshinskii on the Loess Plateau with a threshold response
MU Mengyu1,2, GUAN Chao1,2, ZHAO Chenguang1,2,3, SONG Xinyang1,2, WANG Jiazheng1,2, ZHAO Changming1,2,*()
1 State Key Laboratory of Herbage Improvement and Grassland Agro-ecosystems, College of Ecology, Lanzhou University, Lanzhou 730000, China
2 Yuzhong Mountain Ecosystem Observation and Research Station, Lanzhou University, Lanzhou 730000, China
3 Alxa League Forestry and Grassland Protection Station, Alxa League 750306, China
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Abstract  

Shrub mortality is accelerating globally, yet the mechanisms and thresholds driving vegetation mortality in dryland shrubs remain insufficiently understood. Caragana korshinskii Kom., a key species for dryland restoration in China, has experienced widespread die-off in recent decades. This study aimed to identify the important drivers of C. korshinskii mortality on the Loess Plateau, China. We surveyed 35 C. korshinskii plantation plots (three 30 m×30 m subplots per sampling plot) across the western Loess Plateau. In each subplot, we measured the plant height, canopy diameter, and basal diameter of 30 randomly selected individuals and recorded the total number of live and dead shrubs to calculate the annual mortality probability (AMP). Environmental factors encompassing climate, soil, topography, and disturbance were compiled for each sampling plot. Spearman's correlation and ridge regression analyses were applied to determine the most driving factors. Piecewise linear models were then used to determine their breakpoints, and partial least squares path model (PLS-PM) was employed to quantify their effects on AMP. The results revealed that AMP exhibited a clear spatial gradient, decreasing from the west to the east across the study area. AMP decreased with increasing mean annual precipitation (MAP) but increased sharply when the MAP fell below 311 mm, suggesting a discontinuous response around this statistical breakpoint. Similarly, AMP increased markedly when the mean annual temperature (MAT) exceeded its statistical breakpoint of 9.13°C. Higher total nitrogen (TN) was associated with a gradual decline in AMP, whereas wind speed and soil thickness were not clearly related. PLS-PM confirmed that MAP is the principal direct driving factor, with TN and MAT making secondary contributions. Our findings reveal that MAP is the key environmental driver of C. korshinskii mortality, with the statistical breakpoint (311 mm) providing critical insights into vegetation stability and implications for the sustainable management and restoration of dryland ecosystems under climate change.



Key words: shrub mortality      Caragana korshinskii Kom.      annual mortality probability (AMP)      mean annual precipitation      statistical breakpoints      dryland ecosystems      Loess Plateau     
Received: 29 April 2026      Published: 31 October 2026
Corresponding Authors: *ZHAO Changming (E-mail: zhaochm@lzu.edu.cn)
About author: First author contact:

Conceptualization: GUAN Chao; Data curation: MU Mengyu, ZHAO Chenguang, SONG Xinyang, WANG Jiazheng; Formal analysis: MU Mengyu; Investigation: MU Mengyu, ZHAO Chenguang, SONG Xinyang; Methodology: GUAN Chao, ZHAO Chenguang; Resources: ZHAO Changming; Visualization: MU Mengyu; Writing - original draft: MU Mengyu, ZHAO Chenguang, SONG Xinyang, WANG Jiazheng; Writing - review and editing: GUAN Chao, ZHAO Changming; Funding acquisition: ZHAO Changming; Supervision: GUAN Chao, ZHAO Changming. All authors approved the manuscript.

Cite this article:

MU Mengyu, GUAN Chao, ZHAO Chenguang, SONG Xinyang, WANG Jiazheng, ZHAO Changming. Precipitation dominates the mortality of Caragana korshinskii on the Loess Plateau with a threshold response. Journal of Arid Land, 2026, 18(10): 1813-1830.

URL:

http://jal.xjegi.com/10.1016/j.jaridl.2026.10.008     OR     http://jal.xjegi.com/Y2026/V18/I10/1813

Fig. 1 Spatial distribution of sampling plots and land use types in the study area (Loess Plateau)
Plot ID Elevation
(m)
Slope
(°)
Aspect Soil texture Planting density
(plants/hm2)
MAP
(mm)
MAT
(°C)
1 1147 0 \ Silt loam 1519 361 7.25
2 1371 6 Semi-sunny Silt loam 1756 475 6.64
3 2297 13 Semi-shady Silt loam 2400 429 5.50
4 1226 16 Shady Silt loam 356 439 8.79
5 2059 19 Semi-shady Silt loam 1600 401 7.39
6 1879 15 Sunny Silt loam 2000 393 7.95
7 1545 14 Semi-sunny Silt loam 933 432 5.38
8 1465 19 Semi-sunny Silt loam 1630 416 9.11
9 2089 15 Semi-shady Silt loam 1600 338 6.98
10 1790 26 Semi-shady Silt loam 956 465 8.00
11 1716 25 Semi-shady Silt loam 1085 304 8.78
12 1346 10 Semi-sunny Silt loam 722 349 9.27
13 1252 6 Shady Silt loam 1111 377 6.80
14 1121 15 Sunny Silt loam 885 422 8.61
15 1388 9 Shady Silt loam 919 450 7.16
16 1450 0 \ Sand 2800 301 9.13
17 1564 10 Semi-shady Silt loam 933 496 6.80
18 1324 0 \ Silt loam 804 331 9.29
19 1950 15 Shady Silt loam 700 249 7.77
20 1453 0 \ Sandy loam 1867 307 8.91
21 1829 22 Semi-shady Silt loam 700 381 7.99
22 1884 20 Sunny Silt loam 2400 381 7.99
23 1748 9 Shady Silt loam 1737 474 5.27
24 2128 34 Semi-sunny Silt loam 1385 343 6.72
25 1838 0 \ Silt loam 2000 247 7.88
26 1930 25 Shady Silt loam 537 375 6.92
27 1407 0 \ Silt loam 3200 285 9.15
28 1832 0 \ Silt loam 1200 307 8.78
29 1717 26 Semi-sunny Silt loam 956 266 9.21
30 1701 18 Semi-shady Silt loam 1600 266 9.21
31 1761 9 Sunny Silt loam 2800 251 7.72
32 2059 14 Shady Silt loam 1600 208 8.93
33 1728 8 Shady Silt loam 1600 238 6.97
34 1296 5 Semi-shady Sandy loam 1648 228 9.60
35 1303 8 Shady Sandy loam 3100 231 9.47
Table 1 Basic environmental characteristics of the sampling plots
Factor Resolution Data source
Photosynthetically active radiation (PAR) 5 km MODIS/061/MCD18C2 (https://modis.gsfc.nasa.gov)
Wind speed 9 km ERA5-Land (https://cds.climate.copernicus.eu)
Standardized precipitation evapotranspiration index (SPEI) 1 km National Ecosystem Data Bank (https://www.scidb.cn)
Potential evapotranspiration (PET) 500 m MODIS/061/MOD16A2 (https://modis.gsfc.nasa.gov)
Vapor pressure deficit (VPD) 1 km National Tibetan Plateau Center/Third Pole Environment Data Center (http://data.tpdc.ac.cn)
Relative humidity 1 km
Mean annual temperature (MAT) 1 km
Mean annual precipitation (MAP) 1 km
Soil water content (SWC) 9 km
Total potassium (TK) 1 km National Earth System Science Data Center, National Science and Technology Infrastructure of China (https://www.geodata.cn)
Total phosphorus (TP)
Total soil nitrogen (TN)
Bulk density (BD)
pH
Gravel content
Sand content
Silt content
Clay content
Soil thickness
Table S1 Information on the remote sensing data
Fig. 2 Spatial distribution of annual mortality probability (AMP; a), shrub height (b), canopy diameter (c), and basal diameter (d) in the study area. The point color and size are proportional to the values; darker colors and larger points indicate higher values, whereas lighter colors and smaller points indicate lower values. The basemap data were obtained from the GEOVIS Earth Platform (https://geovisearth.com/) in 2024.
Fig. 3 Correlations between AMP and environmental factors, as well as the correlations among these environmental factors. SLO, slope; ASP, aspect; TN, total nitrogen; SWS, soil water storage; ST, soil thickness; CLY, clay content; BD, bulk density; PD, planting density; RD, rodent density; GI, grazing intensity; WS, wind speed; SPEI, standardized precipitation evapotranspiration index; MAT, mean annual temperature; MAP, mean annual precipitation. The network graph shows correlations between environmental factors and AMP, with line thickness indicating correlation strength, and solid and dashed lines representing positive and negative correlations, respectively. The line color indicates the significance level, with the dark blue, light blue, and gray lines representing P<0.001, P<0.050, and P≥0.050 levels, respectively. Each square in the matrix represents the Spearman's correlation coefficient (Spearman's r) between two environmental factors, with the color indicating the strength and direction of the correlation. Significance levels in the correlation matrix are indicated as follows: *** for P<0.001 level, ** for P<0.010 level, and * for P<0.050 level.
Fig. 4 Standardized ridge regression coefficients for environmental factors of AMP. CVR2, cross-validated coefficient of determination.
Fig. 5 Relationships of AMP with MAP (a), MAT (b), TN (c), WS (d), and ST (e). The blue and green points represent observations before and after the statistical breakpoint, respectively. The blue and green text shows the fitted equations, R2 values, and P values for the relationships between AMP and environmental factors on either side of the statistical breakpoint. The solid line represents the fitted relationship between AMP and environmental factor. The shaded area indicates the 95.0% confidence interval (CI) of the fitted relationship, and the hatched region indicates the 95.0% CI of the statistical breakpoint.
Fig. 6 Pathways of factors affecting AMP (a) and standardized effects of factors from the partial least squares path model (b). The blue and red arrows indicate negative and positive relationships, respectively; the dashed arrows indicate nonsignificant relationships; the standardized coefficients of the paths indicate the strength of the path relationship. The values above the lines indicate path coefficients, with positive values representing positive effects and negative values indicating negative effects. R2 indicates the proportion of variation in the variable explained by the model. **, P<0.010 level; *, P<0.050 level.
Fig. S1 Alternative partial least squares path model including vapor pressure deficit (VPD) as a potential mediator of the effect of mean annual temperature (MAT) on annual mortality probability (AMP; a) and standardized effects of environmental factors from the partial least squares path model (b). MAP, mean annual precipitation; TN, total nitrogen; SWS, soil water storage; WS, wind speed; ST, soil thickness. The blue and red arrows indicate negative and positive relationships, respectively; the dashed arrows indicate nonsignificant relationships; the standardized coefficients of the paths indicate the strength of the path relationship. The values above the lines indicate path coefficients, with positive values representing positive effects and negative values indicating negative effects. R2 indicates the proportion of variation in the variable explained by the model. ***, P<0.001 level; **, P<0.010 level; *, P<0.050 level.
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